ID
#49835754
Job type
Permanent
Salary
USD $87,800 - $195,200 / Year
Source
Charles Schwab & Co., Inc.
Date
2023-04-30
Deadline
2023-06-29

Senior Manager, Centralized Risk Supervisor

Missouri, St louis, 63101

Permanent

Vacancy expired!

Your Opportunity

Supervision & Controls is an independent group responsible for providing delegated review of control and risk mitigation functions to Schwab's Investor Services. The vision of Supervision & Controls is to be a trusted independent partner of all Schwab stakeholders that promotes business growth through effective risk management. We strive to improve business outcomes by providing and applying practical, consistent, effective, and unbiased risk guidance that is grounded in a deep understanding of business goals as well as the regulatory and industry environment.

We are looking for a Centralized Risk Supervisor within the Supervision and Controls organization. Work includes daily supervision of advised investing inclusive of trading, communications and other approvals/reviews as needed.

This is an Individual Contributor role reporting to the Centralized Risk Team Manager, Supervision & Controls.

Workplace Flexibility Program : We're proud to support our employees in a working approach that allows you to bring your best self to work - whether that's in the office or remote.

Most Schwabbies have the opportunity to voluntarily work in the office or at home based on their preference,
When the firm is ready to fully return to the office, employees will have the flexibility of a hybrid work environment, spending some time working remote and some time in the office.
Employees and managers can discuss and decide what works best for them, with additional flexibility available based on their role, business needs, and individual circumstances.

Subject to change as Schwab is continually evaluating the current environment in order to best care for the safety and well-being of our employees.

What you are good at

The Centralized Risk Supervisor must possess the skills necessary to work with business partners across the firm; build effective working relationships with various levels of SWAI employees from Schwab Wealth Advisors to Senior Regional Managers. Candidate should possess extensive knowledge of SWAI business model, Schwab products and general understanding of policies and procedures. The ideal Candidate will have proven supervision and oversight skills displaying a track record of operating at both strategic and tactical levels.

Candidate must possess the ability to influence others through the development of strong working relationships. The candidate will operate in a fast-paced environment and have the ability to make decisions based on sound judgment, with information at hand.

What you have

Bachelor's degree or equivalent work experience
5+ years' supervision experience
Strong communication, influencing, and relationship skills, including experience working with all levels of management
Strong knowledge and understanding of compliance and regulatory requirements applicable to the brokerage/investment advisory industry
Time management, organization, and prioritization skills
The ability to work under intensive deadlines
Active and valid Series 7, 63, 8 (9/10) required
Series 66 (63/65) required (may be offered as COE)
Series 24 a plus
State Life and Health Insurance License a plus