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AVP Nuveen Compliance : 2025-02-02
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  5. AVP, Nuveen Compliance
  • ID
    #53383401
  • Salary
    USD TBD TBD
  • Source
    Nuveen Investments
  • Date
    2025-02-02
  • Deadline
    2025-04-03

AVP, Nuveen Compliance

 Texas, Dallas / fort worth, 75201 Dallas / fort worth USA
 
Full-time
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This position reports to the Head of Americas Distribution, Product, and Global Compliance Programs who is the Chief Compliance Officer of Nuveen Securities, LLC, a registered U.S. broker-dealer, and Nuveen Canada Co., a regulated Canadian distribution entity. The position has responsibilities for administering aspects of the above-referenced entities’ compliance programs, supporting product development and other distribution-related compliance activities. In addition, the position is expected to deliver top-flight compliance service to business partners.
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