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    Avesta Computer Services
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FCIU Director

Florida, Jacksonville, 32099 Jacksonville USA

Location: Jacksonville, FL

Job Title: FCIU Director

Overview:The FCIU Director will be responsible for the development of and management of a team of investigators within the FCIU program. The Director will also be responsible for procedural enhancements and analytic tools used by the team and provide MIS and detailed reporting for senior management.The position will report to a Director within Financial Crime Intelligence Unit.

Responsibilities: The Director will be tasked with oversight of all duties associated with the FCIU Investigation team. The responsibilities include, but are not limited to:
  • Act as the liaison between the Firm and various law enforcement agencies
  • Coordinate efforts between the FCIU and all other functions within the Firm
  • Coordinate global initiatives and projects with all their FCIU teams globally
  • Conducts ad hoc reviews in order to ensure quality of disposition of cases
  • Assist with the team deliverables and set timescales to agreed minimum standards and ensuring adherence to regulatory/ audit requirements
  • Promote continuous analysis by interpreting relevant industry regulations and their Compliance policies to ensure controls are appropriately implemented and monitored for compliance
  • Continuously monitor process stability and escalate to senior management any current or future risks
  • Perform oversight functions and work with investigators who require more frequent corrections
  • Work closely with Team Leads to ensure that the work is prioritized based on staffing and capacity
  • Monitor and escalate aging issues and unresolved disputes and identify and escalate open issues that represent risk
  • Provide training and guidance to the entire team and participate in departmental projects and initiatives
  • Keep abreast of new rules, regulations and reputation risks to develop implement and revise current policies and procedures
  • Oversee special projects and assist as needed
  • Understand business and regulatory requirements and ensure functions are being performed in those requirements
  • Prepare MIS and other reports for senior management as required.

  • Experience as an AML Manager in an FCI/Transaction Monitoring capacity 7+ years’ experience
  • 10 + years AML investigations experience
  • Strong interpersonal skills
  • Experience in providing guidance
  • Significant experience in Correspondent Banking and Asset Management businesses is preferred
  • Advanced knowledge of Microsoft Word, Excel, PowerPoint and Access
  • Advanced knowledge of effective internet search techniques
  • Experience with KYC, Due Diligence, and AML
  • Experienced with Mantas, Norkom and Actimize is preferred
  • Ability to identify, escalate and communicate issues to senior management in an effective and succinct manner
  • Excellent writing and communication skills
  • Excellent analytical, judgment, and research skills
  • Strong attention to detail and the ability to multitask
  • Bachelor’s degree or equivalent, Master’s or JD preferred
  • Ability to lead a team of professionals by goal setting and driving completion of assigned tasks
  • Effective decision making skills and strong problem solving skills
  • Strong knowledge of AML laws (USA PATRIOT Act), Regulations (Fed, SEC, FINRA) and their application to the supported products/business lines.
  • ACAMS certification is a plus

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